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Business Services

 

We Offer A Full Range of Support for Those Selling a Business

We assist clients in structuring and executing custom-built strategies for their specific needs and complex requirements.

Stifel works closely with clients to conduct pre-transaction planning to identify attractive opportunities to structure and to transfer wealth in a tax-efficient manner, taking into account all their specific needs and circumstances.

 

Investors looking to sell a business have unique considerations

Characteristics

  

How Stifel Can Help

  • Accumulation of wealth through concentrated ownership

  • Entering into an evolving regulatory environment

  • Participating in monetization of restricted stock

  • Transitioning into concentrated public stock position

  • Maximizing after-tax value of corporate holdings

  

  • Risk management strategies

  • Investment structures with enhanced flexibility and regulatory protection

  • Guidance to manage restrictions and requirements for corporate insiders

  • Disposition strategies and timing for diversification

  • Strategic asset allocation planning strategies

 

 

Corporate & Executive Services

Clients of corporations require a unique skill set that most regional firms do not offer and oftentimes are too small for the large institutions.

At Stifel, we offer business owners a complete suite of services:

Corporate Retirement Plans

  

Corporate Executive Services

  

Equity-Based Awards

  • Consultative approach to defined benefit and defined contribution plans

  • Platform aqnostic and unbiased guidance

  • Participant education and guidance

  

  • Assist executives on their concentrated stock positions

  • Sales of control stock, 10b5-1

  • Rule 144 - Restricted Stock

  

  • Best-in-class equity award recordkeeping platform

  • Multi-channel equity award access

  • Ritz Carlton executive service model

Non-Qualified Deferred Comp

  

Directed Share Program

  

Stock Option Programs

  • Valuable corporate tool for recruiting and retaining top talent

  • Specialized wealth management strategies for key executives

  

  • Allows specified employees, officers, directors, and/or friends and family to participate in a public offering

  • Dedicated resources offering guidance throughout process

  

  • Cashless Stock Option Exercise

  • Option Reporting

 

 

Financial Guidance For Your Workforce

For many of your employees, an employer-sponsored retirement plan may be their only source of retirement savings.

The Nicoletti Financial Group, as your plan's dedicated Financial Advisor, can be an asset to your work force for guidance related to:

  • Asset allocation

  • Retirement planning strategies

  • Navigating volatile markets

  • Education planning

 

The Role of the Financial Advisor

Provider Evaluation and Selection Assistance

  

Investment Policy Statement Consultation

  

Assistance with Investment Selection 

  

Plan Design Review

  

Periodic Review of Plan Admin and Compliance Providers

  

Investment Consulting & Education for Participants

 

 

Check Out Our Other Client-Centric Approaches

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Stifel does not provide tax advice.  You should consult with your tax advisor regarding your particular situation.

Asset allocation does not ensure a profit or protect against loss.